Diversified Resources, LLC is an SEC-registered broker-dealer and a member of the Financial Industry Regulatory Authority (FINRA). Registration with the SEC does not imply a certain level of skill or training. We may be limited in the services we may provide to residents of certain states: please contact us for information. Complete information about our broker-dealer registration information is available on BrokerCheck: https://brokercheck.finra.org/firm/summary/31346 .
Financial planning and investment advisory services are offered through Diversified Resources, LLC, an SEC-registered investment adviser located in Rhode Island. We may be limited in the services we may provide to residents of certain states: please contact us for information. Registration with the SEC does not imply a certain level of skill or training. Complete information about our investment adviser registration is available on the Investment Adviser Public Disclosure website: https://adviserinfo.sec.gov/Firm/31346 .
Important Disclosures:
Our website offers general information about our services and should not be acted upon without obtaining specific advice from a qualified professional. The information provided is not intended to provide any investment, tax or legal advice; in addition, nothing on this website should be considered a solicitation for the purchase or sale of any security.
Third-Party Websites:
We may utilize third party service providers to provide certain tools and/or programs, some of which may be housed on a third-party server or on a website which has been independently developed by others. As such, while accessing this website you may be linked to such other third-party servers. Access to other websites or use of any third-party tools or programs on this website are subject to all terms and conditions found therein.
Links:
Some of the information on this website is provided through linked websites. Links on this website are for informational purposes only. We do not endorse the content nor the products of these linked websites.
Social Media
Diversified Resources, LLC (DR) social media profiles are for informational purposes only, and their content is not an offer to sell nor a solicitation to buy securities. The information on social media sites should not be used in making investment decisions. Investors should carefully consider the investment objectives, risks, and expenses associated with any investment. Third-party posts that appear on social media sites have not been reviewed or approved by (DR) for completeness or accuracy. Information written by third-parties does not necessarily reflect the views or opinions of (DR) or its affiliates.
Publications (Articles, videos, commentary etc.)
The views expressed are those of the author as of the date noted, are subject to change based on market and other various conditions. Material discussed is meant to provide general information and it is not to be construed as specific investment, tax or legal advice. Keep in mind that current and historical facts may not be indicative of future results. The information contained in our presentations have been compiled from third party sources and is believed to be reliable; however, accuracy is not guaranteed
Testimonials (From Client)
These statements may not be representative of the experience of other clients and do not guarantee future performance or success; no compensation was exchanged for these recognitions.
Endorsements (From Non-Client)
These statements were not made by clients and do not guarantee future performance or success; no compensation was exchanged for these endorsements.
General Disclosure:
Additional information, including management fees and expenses, is provided on our Form ADV Part 2, available upon request or at the SEC’s Investment Advisor Public Disclosure site, here. With any investment strategy, there is potential for profit as well as the possibility of loss. We do not guarantee any minimum level of investment performance or the success of any portfolio or investment strategy. All investments involve risk (the amount of which may vary significantly) and investment recommendations will not always be profitable. Past performance is not a guarantee of future results.
Business Continuity Planning Disclosure Statement
Diversified Resources, LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Contacting Us – If we suffer a significant business disruption, we anticipate that we will have our telephone number forwarded to a working number at a different location.
Our Business Continuity Plan – We plan to quickly recover and resume business operations after any significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; bank; regulatory reporting; and assuring our customers prompt access to their funds if we are unable to continue our business.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 24 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within a reasonable time. In either situation, we plan to continue in business and notify you through U.S. mail how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customers of prompt access to their funds and securities. Your investments are not held at our firm. Your assets are custodied by the investment firm.
For more information – If you have questions or concerns about our business continuity plan, please contact us at (401) 941-1500. Karen Bacon can also be reached at (508) 294-9448.
Diversified Resources, LLC
70 Jefferson Blvd., 4th Floor
Warwick, RI 02888
(401) 941-1500
(800) 968-9753
(401) 941-1511 fax
Member FINRA/SIPC
